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  • Navigating Leadership and Talent Retention with Pat McNeil

    Navigating Leadership and Talent Retention with Pat McNeil
    2025/01/07
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Pat McNeil, founder and principal of Chart House Solutions, to delve into his extensive experience in the Navy and his journey into leadership development and organizational coaching. McNeil discusses his transition from the military to civilian life, the creation of Chart House Solutions, and his role in guiding clients through professional and personal challenges. He introduces the EC3 principle for talent retention—expectations, communication, commitment, and consistency, drawing parallels from his military service to corporate environments. He also highlights the importance of structured training and the concept of 'falling forward' in professional development. He discusses the Lego Serious Play method, emphasizing the role of serious play in improving corporate settings and engagement. McNeil stresses the significance of coaching at all levels within an organization in fostering effective leadership and sustainable company culture. Key Highlights · Pat McNeil's Professional Background · The EC3 Principle for Talent Retention · Lego Serious Play Method in Corporate Training · Falling Forward: Embracing Failure in Professional Development · Training with Purpose: Driving Culture and Engagement · The Importance of Coaching in Professional Development Resources Pat McNeil on LinkedIn Chart House Solutions Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • Sage Franch and Scott McCleskey on AI-Powered Compliance Strategies for Risk Prevention

    Sage Franch and Scott McCleskey on AI-Powered Compliance Strategies for Risk Prevention
    2024/12/31
    Innovation comes in many areas, and compliance professionals must be ready to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Sage Franch, CEO and co-founder of Rulebook.ai, and Scott McCleskey, a member of Rulebook.ai’s board of advisors, who discuss their innovative AI-driven solutions for regulatory compliance. Sage and Scott offer compelling perspectives on the role of artificial intelligence in compliance. Sage views AI as a tool to augment human capabilities, enabling compliance professionals to process large volumes of information swiftly and focus on strategic decision-making, provided the AI tools are built on trusted data sources. Meanwhile, Scott highlights AI’s potential to enhance compliance programs by reducing false positives, improving risk management, and offering real-time regulatory insights, which can make compliance efforts more efficient and proactive. Both experts agree that AI’s integration into compliance streamlines processes and empowers professionals to address compliance challenges with greater confidence and foresight. Key highlights: The Superpower of AI in Compliance Enhancing Compliance Processes with AI Proactive Compliance Measures with AI Technology AI-Powered Compliance Strategies for Risk Prevention Resources: Sage Franch on LinkedIn Scott McCleskey on LinkedIn RuleBook.ai Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • Boosting Corporate Culture Through Engagement with Stephan Poschik

    Boosting Corporate Culture Through Engagement with Stephan Poschik
    2024/12/17
    Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Stephan Poschik, an entrepreneur with over 23 years of experience in the health and wellness industry and founder of six companies primarily focused on coaching and consulting. Stephan discusses his journey from Austria to running businesses across Europe and the United States and shares insights into his work with major corporations like Siemens, Toyota, and Volkswagen. The conversation highlights the importance of employee engagement, compliance, and corporate culture in driving productivity and ethical business practices. Stephan explains the dangers of disengaged employees and emphasizes the need for companies to create environments that foster engagement and loyalty. Stephan also delves into the differences in corporate wellness practices between Europe and the United States and how cultural factors influence employee engagement and compliance. He shares his CHC process for assessing and improving corporate health, which involves gathering employee feedback and implementing changes across three dimensions: personal responsibility, leadership development, and process optimization. Stephan believes companies can enhance employee and organizational performance by focusing on these areas, ultimately making them more competitive in the marketplace. Key highlights: Stephan’s Background and Career Journey Corporate Engagement and Compliance The Impact of Disengagement Cultural Differences in Corporate Wellness Employee Engagement Strategies Consulting Process and KPIs Resources: Stephan Poschik on LinkedIn Corporate Health Consulting GmbH Corporate Health Consulting & CHC Franchise LLC Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • From Engineer to Business Coach: Insights on Leadership and Growth with Brad Farris

    From Engineer to Business Coach: Insights on Leadership and Growth with Brad Farris
    2024/12/10
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Brad Farris to delve into his multifaceted role as a business coach, advisor, and personal growth director. Brad shares his journey from engineering to coaching, emphasizing the shift business owners need to make from service delivery to managerial roles as their companies grow. The discussion covers the complexities of leadership evolution, the impact of AI on professional services, and strategies for scaling and potentially selling a business. Ferris provides practical advice on managing client relationships, mentoring emerging leaders, and navigating the intricacies of corporate transitions. Tune in to gain valuable insights on personal and business growth, whether you are an entrepreneur or a compliance professional. Key Highlights · Challenges in Leadership Transition · Dealing with Client Expectations · Mentorship and Leadership Development · Mastermind Groups Explained · Preparing for Business Acquisition Resources Brad Farris on LinkedIn Anchor Advisors Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • Navigating Compliance and Innovation with Colin Darke

    Navigating Compliance and Innovation with Colin Darke
    2024/12/03
    Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Colin Darke, an attorney and compliance professional with a diverse career spanning over twenty years. Colin shares his journey from banking and finance law to in-house compliance roles, eventually co-founding CompliSun, an AI-enhanced compliance management system. Colin discusses his experience handling regulatory challenges, building compliance programs from scratch, and innovating within fintech. He also delves into his book ‘Unleashing Innovation: Compliance Strategies for FinTech Disruptors,’ which offers practical guidance for compliance professionals. Additionally, Colin explores his dual passion for art, explaining how being an artist has contributed to his mental well-being and professional success. Listeners will gain valuable insights into integrating AI in compliance, effective training techniques, and the importance of creating a strong compliance narrative for regulators. Key highlights: Colin Darke’s Professional Journey Authorship and Book Insights CompliSun: AI-Enhanced Compliance Regulated vs. Non-Regulated Industries AI Revolution in Compliance Art and Compliance: A Unique Intersection Resources: Colin Darke on LinkedIn CompliSun Unleashing Innovation-Compliance Strategies for Fintech Disruptors Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • Innovating Data Security a Conversation with Christian Geyer

    Innovating Data Security a Conversation with Christian Geyer
    2024/11/26
    Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by Christian Geyer, CEO of Actfore, the podcast’s sponsor. Christian discusses his journey from initially supporting the Navy and Marine Corps to founding Actfore, a company focused on automating breach notifications using onshore software powered by patent-pending AI technologies. The conversation delves into how Actfore simplifies breach notifications and the impact of AI and machine learning in improving speed, precision, and data security in incident responses. Christian also speaks on the importance of unified risk management, future data governance trends, and the regulatory requirements for data transfers between the US and EU. This episode offers valuable insights into leveraging data mining to enhance compliance and cybersecurity measures. Key highlights: Automation and Innovation in Data Breach Response AI and Machine Learning in Data Mining Compliance and Data Governance Reverse Domino Effect in Incident Response Future of Data Mining and Risk Management Resources Christian Geyer on LinkedIn Actfore Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • Navigating Risk Management in the Automotive Industry with Tom Kline

    Navigating Risk Management in the Automotive Industry with Tom Kline
    2024/11/19
    Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by Tom Kline, a seasoned automobile industry expert and risk management authority. The two Toms delve into specific risks unique to car dealerships and how to manage customer and employee relations to avoid regulatory problems effectively. Kline shares his extensive experience from almost 35 years in the industry, detailing strategies like proactive online reputation management and creative contractual clauses designed to preempt legal issues from customer disputes. They also discuss the complexities of insurance policies in the automotive sector and the importance of understanding coverage as a risk mitigation tool. Kline introduces ‘Tuck the Octopus,’ a metaphor for handling the multifaceted challenges dealerships face, emphasizing customer service’s importance in fostering long-term loyalty. Key highlights: Key Risks in Automobile Dealerships Managing Customer and Employee Complaints Upstream Risk Management Tuck the Octopus: A Creative Solution Service Aspect of Dealerships Resources: Tom Kline on LinkedIn Better Vantage Point Tuck the Octopus Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • Exploring Client-Side Security and PCI DSS Compliance with Rui Ribeiro

    Exploring Client-Side Security and PCI DSS Compliance with Rui Ribeiro
    2024/11/12
    Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. Host Tom Fox takes things differently in this episode by welcoming Rui Ribeiro, Co-Founder and CEO at Jscrambler, the podcast’s sponsor. Rui discusses innovative measures in client-side security and PCI DSS compliance, his professional background, and the significance of the PCI DSS Version 4 update in enhancing client-side environments, mainly focusing on controlling third-party vendors to prevent unauthorized data access. The discussion outlines the strides taken in making transactions secure and offers insights into the broader implications of data privacy and compliance trends. Listeners will gain a comprehensive understanding of the intersection between technology and compliance in the context of data security alongside the evolving regulatory landscape. Key highlights: Exploring Client-Side Security and PCI DSS Compliance The Importance of PCI DSS Version 4 Challenges and Solutions in Client-Side Security Jscrambler’s Role and Customer Engagement Future of Client-Side Security and Compliance Resources: Rui Ribeiro on LinkedIn Jscrambler Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    28 分