QP Dufournet-Tran, IHS Markit, SFTR 6M Review Pt 2
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QP Dufournet-Tran, IHS Markit, SFTR 6M Review Pt 2
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このコンテンツについて
Que Phuong Dufournet-Tran, Trading Services & Analytics Regulatory Affairs, IHS Markit, continues with her SFTR Review, this time looking forward - what is the focus for the firms and industry participants for 2021?
In January 2021, her scope was widened beyond SFTR due to the IHS Markit has acquired Cappitech, a technology provider of regulatory reporting, best execution analysis and business intelligence solutions.
Timeline
00:00 Introduction
2:42 The motto for 2021 - Data Quality and Control
8:05 The focus on Lifecycle Events
10:58 The problem of missing LEIs for Non-EEA issuers
25:19 Responsibility without Control
30:48 What are market participants focussed on for 2021?
32:37 Data standardisation - an international objective
38:54 No regulation is perfect - in a better place than we were
40:40 Roy's wrap-up
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